Full Service Brokerage Commission Schedule


Minimum Ticket Charge:  $75.00


Stocks

Dollar Amount (#Shares x Price):     Commission Rate:
$0 to $5,000 $40 + .008 of Dollar Amount
$5,001 to $15,000 $40 + .007 of Dollar Amount
$15,001 to $25,000 $40 + .006 of Dollar Amount
$25,001 to $35,000 $40 + .005 of Dollar Amount
$35,001 to $45,000 $40 + .004 of Dollar Amount
$45,001 and over $40 + .003 of Dollar Amount

Minimum price per share is $.05


Options

Dollar Amount (#Contracts x 100 x Price):     Commission Rate:
$0 to $3,000 $30 + .009 of Dollar Amount
$3,001 to $10,000 $30 + .008 of Dollar Amount
$10,001 and over $30 + .007 of Dollar Amount

Minimum commission is $2.00 per Contract
Maximum commission is $25.00 per Contract


Fixed Income Products
A commission of $75 is charged for agency transactions.
If a commission is not charged, Florida Investment Advisors acts as a principal and profits from the trade with either a dealer concession or a markup.


Mutual Funds
A ticket fee of $50 is charged for any no-load fund purchase. Florida Investment Advisors must also have a selling agreement in place with the fund company.


Precious Metals

Dollar Amount: Commission Rate:
$0 to $9,999 2.4%
$10,000 to $24,999     2.0%
$25,000 to $49,999 1.5%
$50,000 and above 1.0%

Other fees may apply.


Pro Cash Account
This account has a minimum balance requirement of $5,000 cash or marginable securities.


Margin Rates

Balance Of: Pershing Broker Lending Rate Minus:
$0 to $49,999.99 .5000
$50,000 to $99,999.99 .7500
$100,000 to $249,999.99 1.0000
$250,000 to $99,999,999,999.99      1.2500

Other Services and Fees

Legal Transfers: $60.00+
Voluntary Tender Offers: $25.00
IRA Annual Maintenance Fee: $25.00
ROTH Conversion: $25.00
Inactivity Fee: $25.00
Extensions: $25.00
Wires: $20.00
Safekeeping – Ltd. Partnerships:      $50.00
Safekeeping – Precious Metals:      75 bp annual dollar values
Express Mail: Actual cost
Research: $25.00/hr.
Check Copy: $2.50
Additional Cash Manager Checks:      $10.00
Return Deposit Item: $20.00
Account Closing Fee: $50.00

Other fees and charges may apply.
Fees and commissions subject to change.

Securities offered through Florida Investment Advisors are not insured by the FDIC or any government agency. They are not deposits or other obligations of or guaranteed by Florida Investment Advisors and are subject to investment risks, including possible loss of the principle amount invested. Florida Investment Advisors and The Bank of Tampa are subsidiaries of The Tampa Banking Company.